SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
_____________________
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
August 7, 2002
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(Date of earliest event reported)
Marsh & McLennan Companies, Inc.
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(Exact name of registrant as specified in its charter)
Delaware 1-5998 36-2668272
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(State or other jurisdiction (Commission File Number) (IRS Employer
of incorporation) Identification No.)
1166 Avenue of the Americas, New York, NY 10036
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(Address of principal executive offices) (Zip Code)
(212) 345-5000
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(Registrant's telephone number, including area code)
Item 9. Regulation FD Disclosure
On August 7, 2002, each of the Principal Executive Officer, Jeffrey W.
Greenberg, and Principal Financial Officer, Sandra S. Wijnberg, of Marsh &
McLennan Companies, Inc., submitted to the SEC sworn statements pursuant to
Securities and Exchange Commission Order No. 4-460. A copy of each of these
statements is attached to this Report as an exhibit and is incorporated
herein by reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934,
the Registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
MARSH & McLENNAN COMPANIES, INC.
By: /s/ Gregory F. Van Gundy
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Name: Gregory F. Van Gundy
Title: Secretary
Date: August 7, 2002
Exhibit Index
Exhibit (99.1): Statement Under Oath of Principal Executive Officer dated
August 7, 2002
Exhibit (99.2): Statement Under Oath of Principal Financial Officer dated
August 7, 2002
Exhibit 99.1
STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND
CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS
I, Jeffrey W. Greenberg, state and attest that:
(1) To the best of my knowledge, based upon a review of the covered
reports of Marsh & McLennan Companies, Inc., and, except as corrected
or supplemented in a subsequent covered report:
o no covered report contained an untrue statement of a
material fact as of the end of the period covered by
such report (or in the case of a report on Form 8-K or
definitive proxy materials, as of the date on which it
was filed); and
o no covered report omitted to state a material fact
necessary to make the statements in the covered report,
in light of the circumstances under which they were
made, not misleading as of the end of the period covered
by such report (or in the case of a report on Form 8-K
or definitive proxy materials, as of the date on which
it was filed).
(2) I have reviewed the contents of this statement with the Company's
audit committee.
(3) In this statement under oath, each of the following, if filed on or
before the date of this statement, is a "covered report":
o Annual Report for the year ended December 31, 2001 on
Form 10-K of Marsh & McLennan Companies, Inc.;
o all reports on Form 10-Q, all reports on Form 8-K and
all definitive proxy materials of Marsh & McLennan
Companies, Inc. filed with the Commission subsequent
to the filing of the Form 10-K identified above; and
o any amendments to any of the foregoing.
/s/ Jeffrey W. Greenberg
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Jeffery W. Greenberg
August 7, 2002
Subscribed and sworn to
before me this 7 day of August 2002.
/s/ Nellie Chaparro
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Notary Public
My Commission Expires:
Nellie Chaparro
Notary Public, State of New York
No. 0616250
Qualified in New York County
Commission Expires May 31, 2003
Exhibit 99.2
STATEMENT UNDER OATH OF PRINCIPAL EXECUTIVE OFFICER AND
PRINCIPAL FINANCIAL OFFICER REGARDING FACTS AND
CIRCUMSTANCES RELATING TO EXCHANGE ACT FILINGS
I, Sandra S. Wijnberg, state and attest that:
(1) To the best of my knowledge, based upon a review of the covered
reports of Marsh & McLennan Companies, Inc., and, except as corrected
or supplemented in a subsequent covered report:
o no covered report contained an untrue statement of a
material fact as of the end of the period covered by
such report (or in the case of a report on Form 8-K or
definitive proxy materials, as of the date on which it
was filed); and
o no covered report omitted to state a material fact
necessary to make the statements in the covered report,
in light of the circumstances under which they were
made, not misleading as of the end of the period covered
by such report (or in the case of a report on Form 8-K
or definitive proxy materials, as of the date on which
it was filed).
(2) I have reviewed the contents of this statement with the Company's
audit committee.
(3) In this statement under oath, each of the following, if filed on or
before the date of this statement, is a "covered report":
o Annual Report for the year ended December 31, 2001 on
Form 10-K of Marsh & McLennan Companies, Inc.;
o all reports on Form 10-Q, all reports on Form 8-K and
all definitive proxy materials of Marsh & McLennan
Companies, Inc. filed with the Commission subsequent
to the filing of the Form 10-K identified above; and
o any amendments to any of the foregoing.
/s/ Sandra S. Wijnberg
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Sandra S. Wijnberg
August 7, 2002
Subscribed and sworn to
before me this 7 day of August 2002.
/s/ Nellie Chaparro
----------------------------------------
Notary Public
My Commission Expires:
Nellie Chaparro
Notary Public, State of New York
No. 0616250
Qualified in New York County
Commission Expires May 31, 2003